SMITH A O CORP — Director's Dealing 2016

Nov 15, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-11-14

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-25	Common Stock	G	1007	—	Disposed	85267	Direct
2006-08-26	Common Stock	G	329	—	Disposed	84938	Direct
2016-09-01	Common Stock	G	11	—	Disposed	84927	Direct
2016-11-14	Common Stock	S	20000	$47.6856	Disposed	149854	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Employee Right to Buy)	$0		Common Stock (0)	89400	Direct
Restricted Stock Units	$0		Common Stock (0)	18760	Direct

Footnotes

F1: Gift

F2: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 84,927 additional shares of Common Stock.

F3: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 44,700 additional Employee Stock Options.

F4: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 9,380 additional Restricted Stock Units.