SMITH A O CORP — Director's Dealing 2016

Dec 7, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-12-05

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-07	Common Stock	G	70	—	Disposed	47597	Direct
2016-08-18	Common Stock	G	110	—	Disposed	47487	Direct
2016-12-02	Common Stock	G	105	—	Disposed	94869	Direct
2016-12-05	Common Stock	S	20000	$49.7416	Disposed	74869	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Employee Right to Buy)	$0		Common Stock (0)	128330	Direct
Restricted Stock Units	$0		Common Stock (0)	26660	Direct

Footnotes

F1: Gift

F2: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 47,487 additional shares of Common Stock.

F3: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 64,165 additional Employee Stock Options.

F4: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 13,330 additional Restricted Stock Units.