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SMITH A O CORP Director's Dealing 2015

Feb 11, 2015

30593_dirs_2015-02-11_8393f236-ba46-4aa3-9bac-9fd0472ec0a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-09

Reporting Person: Vallett William L Jr (CEO, Lochinvar, LLC)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-09 Employee Stock Options (Right to Buy) $61.53 A 5825 Acquired 2025-02-09 Common Stock (5825) Direct
2015-02-09 Restricted Stock Units $61.53 A 1625 Acquired Common Stock (1625) Direct

Footnotes

F1: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

F2: The restricted stock units were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2018.