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SMITH A O CORP Director's Dealing 2015

Nov 30, 2015

30593_dirs_2015-11-30_de36ec1a-14e1-4d43-89b1-0ded7e8eba43.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-11-30

Reporting Person: BEDNAR RANDALL S (Senior Vice President - CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-28 Common Stock G 500 Disposed 40658 Direct
2015-11-30 Common Stock M 13000 $9.502 Acquired 53658 Direct
2015-11-30 Common Stock S 13000 $80.5047 Disposed 40658 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-30 Employee Stock Options (Right to Buy) $9.502 M 13000 Disposed 2019-02-09 Common Stock (13000) Direct

Footnotes

F1: Gift

F2: The employee stock options wre granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.