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SMITH A O CORP Director's Dealing 2015

Dec 2, 2015

30593_dirs_2015-12-02_92889252-71c8-486a-84aa-7250d7ba2732.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-12-01

Reporting Person: Heideman Robert J (Senior VP Engineering & Tech.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-01 Common Stock M 8000 $21.558 Disposed 18621 Direct
2015-12-01 Common Stock F 4784 $80.08 Disposed 13837 Direct
2015-12-02 Common Stock S 3216 $80.2976 Disposed 10261 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-01 Employee Stock Options (Right to Buy) $21.558 M 8000 Disposed 2021-02-07 Common Stock (8000) Direct

Footnotes

F1: The employee stock options wre granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.