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SMITH A O CORP — Director's Dealing 2014
May 1, 2014
30593_dirs_2014-05-01_2c37e4eb-4e06-4c6d-aaa2-cbc77aa86b83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-04-29
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-29 | Common Stock | J | 9200 | — | Disposed | 15500 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-29 | Class A Common Stock | $0 | J | 9200 | Acquired | Class A Common Stock (9200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7946 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 52208 | Direct |
Footnotes
F1: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F2: A revocable family trust of which the reporting person is a settlor exchanged 9,200 shares of Common Stock with a third party for 9,200 shares of Class A Common Stock in a transaction in which no consideration was paid.
F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5: Convertible at any time into Common Stock.
F6: None