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SMITH A O CORP — Director's Dealing 2014
Jan 6, 2014
30593_dirs_2014-01-06_349ecdbd-74cf-4cf4-a930-a0bdd2b2b452.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-01-02
Reporting Person: GREUBEL WILLIAM P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Stock | A | 8509 | $53.525 | Acquired | 8509 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Restricted Stock Units | $53.525 | M | 8509 | Disposed | Common Stock (8509) | Direct |
Footnotes
F1: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/02/2014 with a distribution over five years.
F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 21,099 additional Restricted Stock Units. The Restricted Stock Units that William P. Greubel has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 347 Restricted Stock Units.