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SMITH A O CORP — Director's Dealing 2013
Feb 11, 2013
30593_dirs_2013-02-11_4e12d3d3-be13-4acb-b895-863ce6e35d0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-02-08
Reporting Person: BROUWER WILFRIDUS M (Senior V.P., President AOSCIC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-08 | Common Stock | M | 2250 | — | Acquired | 7110 | Direct |
| 2013-02-11 | Common Stock | S | 1180 | $69.6633 | Disposed | 5930 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-08 | Restricted Stock Units | $ | M | 2250 | Disposed | Common Stock (2250) | Direct |
Footnotes
F1: 2,250 Restricted Stock Units were granted on 02/08/2010, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,250 Restricted Stock Units vested on 02/08/2013. As of result of vesting, the Company is obligated to deliver 2,050 shares of Common Stock to the reporting person.
F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
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