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SMITH A O CORP — Director's Dealing 2013
Feb 11, 2013
30593_dirs_2013-02-11_208a0906-5af4-4b69-b3db-a5806c0a3467.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-02-08
Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-08 | Common Stock | M | 5100 | — | Acquired | 35486 | Direct |
| 2013-02-11 | Common Stock | S | 2207 | $69.6375 | Disposed | 33279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-08 | Restricted Stock Units | $ | M | 5100 | Disposed | Common Stock (5100) | Direct |
Footnotes
F1: 5,100 Restricted Stock Units were granted on 02/08/2010, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 5,100 Restricted Stock Units vested on 02/08/2013. As of result of vesting, the Company is obligated to deliver 5,100 shares of Common Stock to the reporting person.
F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
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