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SMITH A O CORP — Director's Dealing 2013
Jul 29, 2013
30593_dirs_2013-07-29_34cd685f-3536-4317-b975-c20b84020e4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-07-26
Reporting Person: JONES PAUL W (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-26 | Common Stock | S | 40000 | $40.842 | Disposed | 293740 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $0 | Common Stock (0) | 320200 | Direct | |
| Restricted Stock Units | $0 | Common Stock (0) | 117600 | Direct |
Footnotes
F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 166,870 additional shares of Common Stock.
F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 160,100 additional Employee Stock Options.
F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 58,800 additional Restricted Stock Units.
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