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SMITH A O CORP — Director's Dealing 2013
Jul 31, 2013
30593_dirs_2013-07-31_9f9f3895-5e94-446e-9bdd-b3bbddb39554.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-07-30
Reporting Person: RETTLER STEVE W (Senior Vice President - CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Gift | G | 6212 | — | Disposed | 26918 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $0 | Common Stock (0) | 33900 | Direct | |
| Restricted Stock Units | $0 | Common Stock (0) | 8000 | Direct |
Footnotes
F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,565 additional shares of Common Stock.
F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,950 additional Employee Stock Options.
F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,000 additional Restricted Stock Units.
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