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SMITH A O CORP Director's Dealing 2013

Aug 2, 2013

30593_dirs_2013-08-02_cfcdc9fe-2ca4-4ea4-93ef-2788f94ef39c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-08-02

Reporting Person: Wheeler Kevin J. (Senior VP & President and GM)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-02 Common Stock M 3900 $9.502 Acquired 5200 Direct
2013-08-02 Common Stock M 2900 $13.965 Acquired 8100 Direct
2013-08-02 Common Stock S 6800 $41.8824 Disposed 1300 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-02 Employee Stock Options (Right to Buy) $9.502 M 3900 Disposed 2019-02-09 Common Stock (3900) Direct
2013-08-02 Employee Stock Options (Right to Buy) $13.965 M 2900 Disposed 2020-02-08 Common Stock (2900) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (0) 7000 Direct

Footnotes

F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 650 additional shares of Common Stock.

F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 14,300 additional Employee Stock Options.

F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 3,500 additional Restricted Stock Units.