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SMITH A O CORP — Director's Dealing 2013
Aug 2, 2013
30593_dirs_2013-08-02_cfcdc9fe-2ca4-4ea4-93ef-2788f94ef39c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-08-02
Reporting Person: Wheeler Kevin J. (Senior VP & President and GM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-02 | Common Stock | M | 3900 | $9.502 | Acquired | 5200 | Direct |
| 2013-08-02 | Common Stock | M | 2900 | $13.965 | Acquired | 8100 | Direct |
| 2013-08-02 | Common Stock | S | 6800 | $41.8824 | Disposed | 1300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-02 | Employee Stock Options (Right to Buy) | $9.502 | M | 3900 | Disposed | 2019-02-09 | Common Stock (3900) | Direct |
| 2013-08-02 | Employee Stock Options (Right to Buy) | $13.965 | M | 2900 | Disposed | 2020-02-08 | Common Stock (2900) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 7000 | Direct |
Footnotes
F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 650 additional shares of Common Stock.
F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 14,300 additional Employee Stock Options.
F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 3,500 additional Restricted Stock Units.
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