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SMITH A O CORP — Director's Dealing 2013
Aug 16, 2013
30593_dirs_2013-08-16_fc1973ab-4fc1-4021-bde2-ecf52601e9aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-08-15
Reporting Person: BROWN RONALD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-15 | Common Stock | S | 6000 | $42.0069 | Disposed | 29948 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 16627 | Direct |
Footnotes
F1: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in 5,991 additional shares of Common Stock. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 17,974 additional shares of Common Stock.
F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 8,287 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 53 Restricted Stock Units.