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SMITH A O CORP Director's Dealing 2013

Oct 25, 2013

30593_dirs_2013-10-25_ded3d42e-2432-4f80-a3c7-f5986869d749.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-10-24

Reporting Person: Ding Wei (SVP; President and GM, AOSCWHC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-24 Common Stock M 1100 $13.965 Acquired 2202 Direct
2013-10-24 Common Stock M 1867 $21.558 Acquired 4069 Direct
2013-10-24 Common Stock M 1600 $22.985 Acquired 5669 Direct
2013-10-24 Common Stock S 4567 $50.2391 Disposed 1102 Direct
2013-10-24 Common Stock S 1102 $50.2391 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-24 Employee Stock Options (Right to Buy) $13.965 M 1100 Disposed 2020-02-08 Common Stock (1100) Direct
2013-10-24 Employee Stock Options (Right to Buy) $21.558 M 1867 Disposed 2021-02-07 Common Stock (1867) Direct
2013-10-24 Employee Stock Options (Right to Buy) $22.985 M 1600 Disposed 2022-02-13 Common Stock (1600) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (0) 9200 Direct

Footnotes

F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 551 additional shares of Common Stock.

F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,650 additional Employee Stock Options.

F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,600 additional Restricted Stock Units.