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SMITH A O CORP — Director's Dealing 2013
Oct 25, 2013
30593_dirs_2013-10-25_ded3d42e-2432-4f80-a3c7-f5986869d749.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-10-24
Reporting Person: Ding Wei (SVP; President and GM, AOSCWHC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-24 | Common Stock | M | 1100 | $13.965 | Acquired | 2202 | Direct |
| 2013-10-24 | Common Stock | M | 1867 | $21.558 | Acquired | 4069 | Direct |
| 2013-10-24 | Common Stock | M | 1600 | $22.985 | Acquired | 5669 | Direct |
| 2013-10-24 | Common Stock | S | 4567 | $50.2391 | Disposed | 1102 | Direct |
| 2013-10-24 | Common Stock | S | 1102 | $50.2391 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-24 | Employee Stock Options (Right to Buy) | $13.965 | M | 1100 | Disposed | 2020-02-08 | Common Stock (1100) | Direct |
| 2013-10-24 | Employee Stock Options (Right to Buy) | $21.558 | M | 1867 | Disposed | 2021-02-07 | Common Stock (1867) | Direct |
| 2013-10-24 | Employee Stock Options (Right to Buy) | $22.985 | M | 1600 | Disposed | 2022-02-13 | Common Stock (1600) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 9200 | Direct |
Footnotes
F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 551 additional shares of Common Stock.
F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,650 additional Employee Stock Options.
F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,600 additional Restricted Stock Units.
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