SMITH A O CORP — Director's Dealing 2013

Nov 12, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-11-11

Reporting Person: Lauber Charles T (Senior VP, Strategy & Planning)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-11	Common Stock	M	1600	$22.985	Acquired	11126	Direct
2013-11-11	Common Stock	S	1600	$53.0046	Disposed	9526	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-11	Employee Stock Options (Right to Buy)	$22.985	M	1600	Disposed	2022-02-13	Common Stock (1600)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (0)	4600	Direct

Footnotes

F1: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,763 additional shares of Common Stock.

F2: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 5,067 additional Employee Stock Options.

F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,300 additional Restricted Stock Units.