SMITH A O CORP — Director's Dealing 2013

Dec 18, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2013-12-17

Reporting Person: Vallett William L Jr (CEO, Lochinvar, LLC)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-17	Employee Stock Options (Right to Buy)	$52.925	A	4600	Acquired	2023-12-17	Common Stock (4600)	Direct
2013-12-17	Restricted Stock Units	$52.925	A	1700	Acquired		Common Stock (1700)	Direct

Footnotes

F1: The employee stock options were granted on 12/17/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in two annual installments of 1/2 of the award starting on 12/17/2014.

F2: The restricted stock units were granted on 12/17/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 12/17/2015.