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SMITH A O CORP — Director's Dealing 2012
Jan 20, 2012
30593_dirs_2012-01-20_6defc8ea-e6f6-4b4c-8fb6-96c966baf6f6.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2010-12-31
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-03 | Common Stock | G | 221 | — | Acquired | 19818 | Indirect |
| 2011-02-03 | Common Stock | G | 113 | — | Acquired | 19931 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-03 | Class A Common Stock | $0 | G | 1729 | Acquired | Common Stock (1729) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3973 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 20750 | Direct |
Footnotes
F1: Shares deferred under the A. O. Smith Corporation Directors' Deferred Compensation Plan.
F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F3: The Plan permits the participant/receipient to defer receipt of the award, and Mr. Smith has made a deferral.
F4: The Phantom Stock receives a quarterly dividend. The total amount of the dividends received was 248 shares of Phantom Stock.
F5: 1 for 1
F6: Convertible at any time.
F7: None.
F8: Gift
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