Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2012

Jan 20, 2012

30593_dirs_2012-01-20_6defc8ea-e6f6-4b4c-8fb6-96c966baf6f6.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2010-12-31

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-03 Common Stock G 221 Acquired 19818 Indirect
2011-02-03 Common Stock G 113 Acquired 19931 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-03 Class A Common Stock $0 G 1729 Acquired Common Stock (1729) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3973 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $0 Common Stock (0) 20750 Direct

Footnotes

F1: Shares deferred under the A. O. Smith Corporation Directors' Deferred Compensation Plan.

F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F3: The Plan permits the participant/receipient to defer receipt of the award, and Mr. Smith has made a deferral.

F4: The Phantom Stock receives a quarterly dividend. The total amount of the dividends received was 248 shares of Phantom Stock.

F5: 1 for 1

F6: Convertible at any time.

F7: None.

F8: Gift