Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2012

Feb 1, 2012

30593_dirs_2012-02-01_a71460ae-9ff3-42bd-b38a-55c447e14030.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-01-31

Reporting Person: RETTLER STEVE W (Senior Vice President - CD)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-31 Common Stock M 5700 $19.467 Acquired 21957 Direct
2012-01-31 Common Stock M 7650 $25.837 Acquired 29607 Direct
2012-01-31 Common Stock S 600 $42.25 Disposed 29007 Direct
2012-01-31 Common Stock S 500 $42.26 Disposed 28507 Direct
2012-01-31 Common Stock S 300 $42.27 Disposed 28207 Direct
2012-01-31 Common Stock S 400 $42.28 Disposed 27807 Direct
2012-01-31 Common Stock S 300 $42.29 Disposed 27507 Direct
2012-01-31 Common Stock S 645 $42.30 Disposed 26862 Direct
2012-01-31 Common Stock S 1000 $42.31 Disposed 25862 Direct
2012-01-31 Common Stock S 500 $42.32 Disposed 25362 Direct
2012-01-31 Common Stock S 200 $42.33 Disposed 25162 Direct
2012-01-31 Common Stock S 400 $42.34 Disposed 24762 Direct
2012-01-31 Common Stock S 100 $42.345 Disposed 24662 Direct
2012-01-31 Common Stock S 1300 $42.35 Disposed 23362 Direct
2012-01-31 Common Stock S 900 $42.36 Disposed 22462 Direct
2012-01-31 Common Stock S 100 $42.365 Disposed 22362 Direct
2012-01-31 Common Stock S 95 $42.37 Disposed 22267 Direct
2012-01-31 Common Stock S 300 $42.38 Disposed 21967 Direct
2012-01-31 Common Stock S 300 $42.39 Disposed 21667 Direct
2012-01-31 Common Stock S 1600 $42.40 Disposed 20067 Direct
2012-01-31 Common Stock S 200 $42.41 Disposed 19867 Direct
2012-01-31 Common Stock S 100 $42.42 Disposed 19767 Direct
2012-01-31 Common Stock S 200 $42.43 Disposed 19567 Direct
2012-01-31 Common Stock S 500 $42.44 Disposed 19067 Direct
2012-01-31 Common Stock S 200 $42.45 Disposed 18867 Direct
2012-01-31 Common Stock S 305 $42.50 Disposed 18562 Direct
2012-01-31 Common Stock S 200 $42.51 Disposed 18362 Direct
2012-01-31 Common Stock S 200 $42.52 Disposed 18162 Direct
2012-01-31 Common Stock S 200 $42.53 Disposed 17962 Direct
2012-01-31 Common Stock S 200 $42.65 Disposed 17762 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-31 Employee Stock Options (Right to Buy) $19.467 M 5700 Disposed 2015-10-11 Common Stock (5700) Direct
2012-01-31 Employee Stock Options (Right to Buy) $25.837 M 7650 Disposed 2017-02-09 Common Stock (7650) Direct

Footnotes

F1: The employee stock options were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.

F2: The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3.