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SMITH A O CORP — Director's Dealing 2012
Feb 1, 2012
30593_dirs_2012-02-01_a71460ae-9ff3-42bd-b38a-55c447e14030.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-01-31
Reporting Person: RETTLER STEVE W (Senior Vice President - CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-31 | Common Stock | M | 5700 | $19.467 | Acquired | 21957 | Direct |
| 2012-01-31 | Common Stock | M | 7650 | $25.837 | Acquired | 29607 | Direct |
| 2012-01-31 | Common Stock | S | 600 | $42.25 | Disposed | 29007 | Direct |
| 2012-01-31 | Common Stock | S | 500 | $42.26 | Disposed | 28507 | Direct |
| 2012-01-31 | Common Stock | S | 300 | $42.27 | Disposed | 28207 | Direct |
| 2012-01-31 | Common Stock | S | 400 | $42.28 | Disposed | 27807 | Direct |
| 2012-01-31 | Common Stock | S | 300 | $42.29 | Disposed | 27507 | Direct |
| 2012-01-31 | Common Stock | S | 645 | $42.30 | Disposed | 26862 | Direct |
| 2012-01-31 | Common Stock | S | 1000 | $42.31 | Disposed | 25862 | Direct |
| 2012-01-31 | Common Stock | S | 500 | $42.32 | Disposed | 25362 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.33 | Disposed | 25162 | Direct |
| 2012-01-31 | Common Stock | S | 400 | $42.34 | Disposed | 24762 | Direct |
| 2012-01-31 | Common Stock | S | 100 | $42.345 | Disposed | 24662 | Direct |
| 2012-01-31 | Common Stock | S | 1300 | $42.35 | Disposed | 23362 | Direct |
| 2012-01-31 | Common Stock | S | 900 | $42.36 | Disposed | 22462 | Direct |
| 2012-01-31 | Common Stock | S | 100 | $42.365 | Disposed | 22362 | Direct |
| 2012-01-31 | Common Stock | S | 95 | $42.37 | Disposed | 22267 | Direct |
| 2012-01-31 | Common Stock | S | 300 | $42.38 | Disposed | 21967 | Direct |
| 2012-01-31 | Common Stock | S | 300 | $42.39 | Disposed | 21667 | Direct |
| 2012-01-31 | Common Stock | S | 1600 | $42.40 | Disposed | 20067 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.41 | Disposed | 19867 | Direct |
| 2012-01-31 | Common Stock | S | 100 | $42.42 | Disposed | 19767 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.43 | Disposed | 19567 | Direct |
| 2012-01-31 | Common Stock | S | 500 | $42.44 | Disposed | 19067 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.45 | Disposed | 18867 | Direct |
| 2012-01-31 | Common Stock | S | 305 | $42.50 | Disposed | 18562 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.51 | Disposed | 18362 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.52 | Disposed | 18162 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.53 | Disposed | 17962 | Direct |
| 2012-01-31 | Common Stock | S | 200 | $42.65 | Disposed | 17762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-31 | Employee Stock Options (Right to Buy) | $19.467 | M | 5700 | Disposed | 2015-10-11 | Common Stock (5700) | Direct |
| 2012-01-31 | Employee Stock Options (Right to Buy) | $25.837 | M | 7650 | Disposed | 2017-02-09 | Common Stock (7650) | Direct |
Footnotes
F1: The employee stock options were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
F2: The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3.
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