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SMITH A O CORP — Director's Dealing 2012
Feb 2, 2012
30593_dirs_2012-02-02_40a951a9-034b-464c-924d-fbdeaa7017f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-01
Reporting Person: JONES PAUL W (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-01 | Common Stock | M | 76200 | $25.837 | Acquired | 205475 | Direct |
| 2012-02-01 | Common Stock | M | 54131 | $23.76 | Acquired | 259606 | Direct |
| 2012-02-01 | Common Stock | S | 200 | $42.69 | Disposed | 259406 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.70 | Disposed | 259306 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.715 | Disposed | 259206 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.72 | Disposed | 259106 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.73 | Disposed | 259006 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.75 | Disposed | 258906 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.76 | Disposed | 258806 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.77 | Disposed | 258706 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.84 | Disposed | 258606 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.85 | Disposed | 258506 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.86 | Disposed | 258406 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.94 | Disposed | 258306 | Direct |
| 2012-02-01 | Common Stock | S | 400 | $42.95 | Disposed | 257906 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $42.955 | Disposed | 257806 | Direct |
| 2012-02-01 | Common Stock | S | 400 | $42.96 | Disposed | 257406 | Direct |
| 2012-02-01 | Common Stock | S | 301 | $42.97 | Disposed | 257105 | Direct |
| 2012-02-01 | Common Stock | S | 1000 | $42.98 | Disposed | 256105 | Direct |
| 2012-02-01 | Common Stock | S | 2800 | $42.99 | Disposed | 253305 | Direct |
| 2012-02-01 | Common Stock | S | 700 | $43.02 | Disposed | 252605 | Direct |
| 2012-02-01 | Common Stock | S | 200 | $43.04 | Disposed | 252405 | Direct |
| 2012-02-01 | Common Stock | S | 1300 | $43.07 | Disposed | 251105 | Direct |
| 2012-02-01 | Common Stock | S | 300 | $43.09 | Disposed | 250805 | Direct |
| 2012-02-01 | Common Stock | S | 900 | $43.11 | Disposed | 249905 | Direct |
| 2012-02-01 | Common Stock | S | 200 | $43.15 | Disposed | 249705 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $43.16 | Disposed | 249605 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $43.17 | Disposed | 249505 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $43.19 | Disposed | 249405 | Direct |
| 2012-02-01 | Common Stock | S | 900 | $43.21 | Disposed | 248505 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-01 | Employee Stock Options (Right to Buy) | $25.837 | M | 76200 | Disposed | 2017-02-09 | Common Stock (76200) | Direct |
| 2012-02-01 | Employee Stock Options (Right to Buy) | $23.76 | M | 54131 | Disposed | 2018-02-11 | Common Stock (54131) | Direct |
Footnotes
F1: The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
F2: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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