Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2012

Feb 2, 2012

30593_dirs_2012-02-02_40a951a9-034b-464c-924d-fbdeaa7017f1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-01

Reporting Person: JONES PAUL W (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-01 Common Stock M 76200 $25.837 Acquired 205475 Direct
2012-02-01 Common Stock M 54131 $23.76 Acquired 259606 Direct
2012-02-01 Common Stock S 200 $42.69 Disposed 259406 Direct
2012-02-01 Common Stock S 100 $42.70 Disposed 259306 Direct
2012-02-01 Common Stock S 100 $42.715 Disposed 259206 Direct
2012-02-01 Common Stock S 100 $42.72 Disposed 259106 Direct
2012-02-01 Common Stock S 100 $42.73 Disposed 259006 Direct
2012-02-01 Common Stock S 100 $42.75 Disposed 258906 Direct
2012-02-01 Common Stock S 100 $42.76 Disposed 258806 Direct
2012-02-01 Common Stock S 100 $42.77 Disposed 258706 Direct
2012-02-01 Common Stock S 100 $42.84 Disposed 258606 Direct
2012-02-01 Common Stock S 100 $42.85 Disposed 258506 Direct
2012-02-01 Common Stock S 100 $42.86 Disposed 258406 Direct
2012-02-01 Common Stock S 100 $42.94 Disposed 258306 Direct
2012-02-01 Common Stock S 400 $42.95 Disposed 257906 Direct
2012-02-01 Common Stock S 100 $42.955 Disposed 257806 Direct
2012-02-01 Common Stock S 400 $42.96 Disposed 257406 Direct
2012-02-01 Common Stock S 301 $42.97 Disposed 257105 Direct
2012-02-01 Common Stock S 1000 $42.98 Disposed 256105 Direct
2012-02-01 Common Stock S 2800 $42.99 Disposed 253305 Direct
2012-02-01 Common Stock S 700 $43.02 Disposed 252605 Direct
2012-02-01 Common Stock S 200 $43.04 Disposed 252405 Direct
2012-02-01 Common Stock S 1300 $43.07 Disposed 251105 Direct
2012-02-01 Common Stock S 300 $43.09 Disposed 250805 Direct
2012-02-01 Common Stock S 900 $43.11 Disposed 249905 Direct
2012-02-01 Common Stock S 200 $43.15 Disposed 249705 Direct
2012-02-01 Common Stock S 100 $43.16 Disposed 249605 Direct
2012-02-01 Common Stock S 100 $43.17 Disposed 249505 Direct
2012-02-01 Common Stock S 100 $43.19 Disposed 249405 Direct
2012-02-01 Common Stock S 900 $43.21 Disposed 248505 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-01 Employee Stock Options (Right to Buy) $25.837 M 76200 Disposed 2017-02-09 Common Stock (76200) Direct
2012-02-01 Employee Stock Options (Right to Buy) $23.76 M 54131 Disposed 2018-02-11 Common Stock (54131) Direct

Footnotes

F1: The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.

F2: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.