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SMITH A O CORP — Director's Dealing 2012
Feb 10, 2012
30593_dirs_2012-02-10_dd05cc7c-42f5-4669-9389-03a5dfecafb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-09
Reporting Person: JONES PAUL W (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-09 | Common Stock | M | 48600 | $45.588 | Acquired | 177875 | Direct |
| 2012-02-10 | Common Stock | S | 21931 | $45.588 | Disposed | 155944 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-09 | Restricted Stock Units | $ | M | 48600 | Disposed | Common Stock (48600) | Direct |
Footnotes
F1: 48,600 Restricted Stock Units were granted on 02/09/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 48,600 Restricted Stock Units vested on 02/09/2012. As a result of vesting, the Company is obligated to deliver 48,600 shares of Common Stock to the reporting person.
F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
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