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SMITH A O CORP Director's Dealing 2012

Feb 14, 2012

30593_dirs_2012-02-14_f2142bbb-4f75-47e6-aea4-9765563e132c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-13

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-13 Employee Stock Options (Right to Buy) $45.97 A 9000 Acquired 2022-02-13 Common Stock (9000) Direct
2012-02-13 Restricted Stock Units $45.97 A 3200 Acquired Common Stock (3200) Direct

Footnotes

F1: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.

F2: The restricted stock units were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2015.