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SMITH A O CORP — Director's Dealing 2012
Feb 14, 2012
30593_dirs_2012-02-14_fd1f681b-405b-4b0e-93dd-3602145bf42a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-13
Reporting Person: Ackerman Patricia K (VP, Investor Relations & Treas)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-13 | Employee Stock Options (Right to Buy) | $45.97 | A | 1600 | Acquired | 2022-02-13 | Common Stock (1600) | Direct |
| 2012-02-13 | Restricted Stock Units | $45.97 | A | 600 | Acquired | Common Stock (600) | Direct |
Footnotes
F1: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.
F2: The restricted stock units were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2015. The Plan permits the participant to defer receipt of the awards, and Patricia Ackerman has made a deferral.