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SMITH A O CORP — Director's Dealing 2012
Feb 17, 2012
30593_dirs_2012-02-17_004f36b2-bf9e-4af4-b94a-aa0c02725162.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-16
Reporting Person: Ackerman Patricia K (VP, Investor Relations & Treas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-16 | Common Stock | M | 1200 | $23.76 | Acquired | 1624 | Direct |
| 2012-02-16 | Common Stock | M | 3300 | $19.003 | Acquired | 4924 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.1005 | Disposed | 4824 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.1104 | Disposed | 4724 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.12 | Disposed | 4624 | Direct |
| 2012-02-16 | Common Stock | S | 400 | $46.13 | Disposed | 4224 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.14 | Disposed | 4124 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.1404 | Disposed | 4024 | Direct |
| 2012-02-16 | Common Stock | S | 600 | $46.15 | Disposed | 3424 | Direct |
| 2012-02-16 | Common Stock | S | 400 | $46.1504 | Disposed | 3024 | Direct |
| 2012-02-16 | Common Stock | S | 1200 | $46.16 | Disposed | 1824 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.1601 | Disposed | 1724 | Direct |
| 2012-02-16 | Common Stock | S | 600 | $46.17 | Disposed | 1124 | Direct |
| 2012-02-16 | Common Stock | S | 300 | $46.18 | Disposed | 824 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $46.182 | Disposed | 724 | Direct |
| 2012-02-16 | Common Stock | S | 300 | $46.19 | Disposed | 424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-16 | Employee Stock Options (Right to Buy) | $23.76 | M | 1200 | Disposed | 2018-02-11 | Common Stock (1200) | Direct |
| 2012-02-16 | Employee Stock Options (Right to Buy) | $19.003 | M | 3300 | Disposed | 2019-02-09 | Common Stock (3300) | Direct |
Footnotes
F1: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
F2: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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