AI assistant
Sending…
SMITH A O CORP — Director's Dealing 2012
Feb 28, 2012
30593_dirs_2012-02-28_208f91aa-061b-4cd4-acf3-74f54505d144.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-02-28
Reporting Person: Heideman Robert J (Senior VP Engineering & Tech.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-28 | Common Stock | M | 1200 | $23.76 | Acquired | 1496 | Direct |
| 2012-02-28 | Common Stock | M | 3300 | $19.003 | Acquired | 4796 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.35 | Disposed | 4696 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.352 | Disposed | 4596 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.3706 | Disposed | 4496 | Direct |
| 2012-02-28 | Common Stock | S | 600 | $45.38 | Disposed | 3896 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.3805 | Disposed | 3796 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.39 | Disposed | 3696 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.42 | Disposed | 3596 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.47 | Disposed | 3496 | Direct |
| 2012-02-28 | Common Stock | S | 200 | $45.50 | Disposed | 3296 | Direct |
| 2012-02-28 | Common Stock | S | 300 | $45.5003 | Disposed | 2996 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.54 | Disposed | 2896 | Direct |
| 2012-02-28 | Common Stock | S | 900 | $45.63 | Disposed | 1996 | Direct |
| 2012-02-28 | Common Stock | S | 100 | $45.632 | Disposed | 1896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-28 | Employee Stock Options (Right to Buy) | $23.76 | M | 1200 | Disposed | 2018-02-11 | Common Stock (1200) | Direct |
| 2012-02-28 | Employee Stock Options (Right to Buy) | $19.003 | M | 3300 | Disposed | 2019-02-09 | Common Stock (3300) | Direct |
Footnotes
F1: The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
F2: The employee stock options were granted on 02/09/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
More from SMITH A O CORP
Regulatory Filings
2026
May 21
Board/Management Information
2026
May 19
Major Shareholding Notification
2026
May 6
Interim / Quarterly Report
2026
Apr 30
Earnings Release
2026
Apr 30
Major Shareholding Notification
2026
Apr 29
Major Shareholding Notification
2026
Apr 28
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 17
Major Shareholding Notification
2026
Mar 25
Annual Report
2026
Mar 4