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SMITH A O CORP — Director's Dealing 2012
Apr 26, 2012
30593_dirs_2012-04-26_784e9120-2f8a-467b-915b-46e8ef6fd99a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-04-25
Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-25 | Common Stock | M | 12000 | $19.003 | Acquired | 31637 | Direct |
| 2012-04-25 | Common Stock | S | 100 | $47.52 | Disposed | 31537 | Direct |
| 2012-04-25 | Common Stock | S | 1000 | $47.49 | Disposed | 30537 | Direct |
| 2012-04-25 | Common Stock | S | 1200 | $47.50 | Disposed | 29337 | Direct |
| 2012-04-25 | Common Stock | S | 3500 | $47.51 | Disposed | 25837 | Direct |
| 2012-04-25 | Common Stock | S | 400 | $47.52 | Disposed | 25437 | Direct |
| 2012-04-25 | Common Stock | S | 500 | $47.5201 | Disposed | 24937 | Direct |
| 2012-04-25 | Common Stock | S | 4200 | $47.53 | Disposed | 20737 | Direct |
| 2012-04-25 | Common Stock | S | 100 | $47.5325 | Disposed | 20637 | Direct |
| 2012-04-25 | Common Stock | S | 200 | $47.50 | Disposed | 20437 | Direct |
| 2012-04-25 | Common Stock | S | 200 | $47.525 | Disposed | 20237 | Direct |
| 2012-04-25 | Common Stock | S | 300 | $47.51 | Disposed | 19937 | Direct |
| 2012-04-25 | Common Stock | S | 300 | $47.52 | Disposed | 19637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-25 | Employee Stock Options (Right to Buy) | $19.003 | M | 12000 | Disposed | 2019-02-09 | Common Stock (12000) | Direct |
Footnotes
F1: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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