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SMITH A O CORP — Director's Dealing 2012
May 2, 2012
30593_dirs_2012-05-02_51b28c05-c47b-4fb5-9e1e-066cc838676f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-05-01
Reporting Person: KITA JOHN J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common Stock | M | 5700 | $19.467 | Acquired | 25944 | Direct |
| 2012-05-01 | Common Stock | M | 7650 | $25.837 | Acquired | 33594 | Direct |
| 2012-05-01 | Common Stock | S | 50 | $48.32 | Disposed | 33544 | Direct |
| 2012-05-01 | Common Stock | S | 200 | $48.3201 | Disposed | 33344 | Direct |
| 2012-05-01 | Common Stock | S | 1100 | $48.33 | Disposed | 32244 | Direct |
| 2012-05-01 | Common Stock | S | 100 | $48.3301 | Disposed | 32144 | Direct |
| 2012-05-01 | Common Stock | S | 400 | $48.341 | Disposed | 31744 | Direct |
| 2012-05-01 | Common Stock | S | 400 | $48.345 | Disposed | 31344 | Direct |
| 2012-05-01 | Common Stock | S | 800 | $48.35 | Disposed | 30544 | Direct |
| 2012-05-01 | Common Stock | S | 300 | $48.351 | Disposed | 30244 | Direct |
| 2012-05-01 | Common Stock | S | 1000 | $48.355 | Disposed | 29244 | Direct |
| 2012-05-01 | Common Stock | S | 300 | $48.36 | Disposed | 28944 | Direct |
| 2012-05-01 | Common Stock | S | 100 | $48.37 | Disposed | 28844 | Direct |
| 2012-05-01 | Common Stock | S | 1900 | $48.38 | Disposed | 26944 | Direct |
| 2012-05-01 | Common Stock | S | 112 | $48.39 | Disposed | 26832 | Direct |
| 2012-05-01 | Common Stock | S | 400 | $48.40 | Disposed | 26432 | Direct |
| 2012-05-01 | Common Stock | S | 500 | $48.41 | Disposed | 25932 | Direct |
| 2012-05-01 | Common Stock | S | 200 | $48.415 | Disposed | 25732 | Direct |
| 2012-05-01 | Common Stock | S | 100 | $48.42 | Disposed | 25632 | Direct |
| 2012-05-01 | Common Stock | S | 100 | $48.43 | Disposed | 25532 | Direct |
| 2012-05-01 | Common Stock | S | 200 | $48.48 | Disposed | 25332 | Direct |
| 2012-05-01 | Common Stock | S | 100 | $48.50 | Disposed | 25232 | Direct |
| 2012-05-01 | Common Stock | S | 300 | $48.53 | Disposed | 24932 | Direct |
| 2012-05-01 | Common Stock | S | 700 | $48.58 | Disposed | 24232 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-01 | Employee Stock Options (Right to Buy) | $19.467 | M | 5700 | Disposed | 2015-10-11 | Common Stock (5700) | Direct |
| 2012-05-01 | Employee Stock Options (Right to Buy) | $25.837 | M | 7650 | Disposed | 2017-02-09 | Common Stock (7650) | Direct |
Footnotes
F1: The employee stock option were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
F2: The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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