Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2012

May 2, 2012

30593_dirs_2012-05-02_51b28c05-c47b-4fb5-9e1e-066cc838676f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-05-01

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-01 Common Stock M 5700 $19.467 Acquired 25944 Direct
2012-05-01 Common Stock M 7650 $25.837 Acquired 33594 Direct
2012-05-01 Common Stock S 50 $48.32 Disposed 33544 Direct
2012-05-01 Common Stock S 200 $48.3201 Disposed 33344 Direct
2012-05-01 Common Stock S 1100 $48.33 Disposed 32244 Direct
2012-05-01 Common Stock S 100 $48.3301 Disposed 32144 Direct
2012-05-01 Common Stock S 400 $48.341 Disposed 31744 Direct
2012-05-01 Common Stock S 400 $48.345 Disposed 31344 Direct
2012-05-01 Common Stock S 800 $48.35 Disposed 30544 Direct
2012-05-01 Common Stock S 300 $48.351 Disposed 30244 Direct
2012-05-01 Common Stock S 1000 $48.355 Disposed 29244 Direct
2012-05-01 Common Stock S 300 $48.36 Disposed 28944 Direct
2012-05-01 Common Stock S 100 $48.37 Disposed 28844 Direct
2012-05-01 Common Stock S 1900 $48.38 Disposed 26944 Direct
2012-05-01 Common Stock S 112 $48.39 Disposed 26832 Direct
2012-05-01 Common Stock S 400 $48.40 Disposed 26432 Direct
2012-05-01 Common Stock S 500 $48.41 Disposed 25932 Direct
2012-05-01 Common Stock S 200 $48.415 Disposed 25732 Direct
2012-05-01 Common Stock S 100 $48.42 Disposed 25632 Direct
2012-05-01 Common Stock S 100 $48.43 Disposed 25532 Direct
2012-05-01 Common Stock S 200 $48.48 Disposed 25332 Direct
2012-05-01 Common Stock S 100 $48.50 Disposed 25232 Direct
2012-05-01 Common Stock S 300 $48.53 Disposed 24932 Direct
2012-05-01 Common Stock S 700 $48.58 Disposed 24232 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-01 Employee Stock Options (Right to Buy) $19.467 M 5700 Disposed 2015-10-11 Common Stock (5700) Direct
2012-05-01 Employee Stock Options (Right to Buy) $25.837 M 7650 Disposed 2017-02-09 Common Stock (7650) Direct

Footnotes

F1: The employee stock option were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.

F2: The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.