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SMITH A O CORP — Director's Dealing 2012
May 3, 2012
30593_dirs_2012-05-03_11083699-9bc8-4fae-827b-bb927e487fed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-05-02
Reporting Person: RETTLER STEVE W (Senior Vice President - CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-02 | Common Stock | M | 7200 | $23.76 | Acquired | 25629 | Direct |
| 2012-05-02 | Common Stock | S | 2400 | $47.80 | Disposed | 23229 | Direct |
| 2012-05-02 | Common Stock | S | 100 | $47.81 | Disposed | 23129 | Direct |
| 2012-05-02 | Common Stock | S | 800 | $48.05 | Disposed | 22329 | Direct |
| 2012-05-02 | Common Stock | S | 250 | $48.057 | Disposed | 22079 | Direct |
| 2012-05-02 | Common Stock | S | 475 | $48.06 | Disposed | 21604 | Direct |
| 2012-05-02 | Common Stock | S | 575 | $48.07 | Disposed | 21029 | Direct |
| 2012-05-02 | Common Stock | S | 1349 | $48.087 | Disposed | 19680 | Direct |
| 2012-05-02 | Common Stock | S | 851 | $48.09 | Disposed | 18829 | Direct |
| 2012-05-02 | Common Stock | S | 100 | $48.10 | Disposed | 18729 | Direct |
| 2012-05-02 | Common Stock | S | 100 | $48.12 | Disposed | 18629 | Direct |
| 2012-05-02 | Common Stock | S | 200 | $48.13 | Disposed | 18429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-02 | Employee Stock Options (Right to Buy) | $23.76 | M | 7200 | Disposed | 2018-02-11 | Common Stock (7200) | Direct |
Footnotes
F1: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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