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SMITH A O CORP — Director's Dealing 2012
Jul 23, 2012
30593_dirs_2012-07-23_eebbadc5-876b-491a-96b2-35f2869b6845.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-07-20
Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-20 | Common Stock | M | 22050 | $19.003 | Acquired | 46172 | Direct |
| 2012-07-20 | Common Stock | S | 5500 | $51.00 | Disposed | 40672 | Direct |
| 2012-07-20 | Common Stock | S | 4612 | $51.01 | Disposed | 36060 | Direct |
| 2012-07-20 | Common Stock | S | 2638 | $51.02 | Disposed | 33422 | Direct |
| 2012-07-20 | Common Stock | S | 1200 | $51.03 | Disposed | 32222 | Direct |
| 2012-07-20 | Common Stock | S | 1400 | $51.04 | Disposed | 30822 | Direct |
| 2012-07-20 | Common Stock | S | 1500 | $51.05 | Disposed | 29322 | Direct |
| 2012-07-20 | Common Stock | S | 700 | $51.06 | Disposed | 28622 | Direct |
| 2012-07-20 | Common Stock | S | 800 | $51.07 | Disposed | 27822 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.08 | Disposed | 27722 | Direct |
| 2012-07-20 | Common Stock | S | 300 | $51.09 | Disposed | 27422 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.0902 | Disposed | 27322 | Direct |
| 2012-07-20 | Common Stock | S | 200 | $51.10 | Disposed | 27122 | Direct |
| 2012-07-20 | Common Stock | S | 500 | $51.11 | Disposed | 26622 | Direct |
| 2012-07-20 | Common Stock | S | 300 | $51.12 | Disposed | 26322 | Direct |
| 2012-07-20 | Common Stock | S | 500 | $51.13 | Disposed | 25822 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.14 | Disposed | 25722 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.15 | Disposed | 25622 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.18 | Disposed | 25522 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.20 | Disposed | 25422 | Direct |
| 2012-07-20 | Common Stock | S | 300 | $51.21 | Disposed | 25122 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.22 | Disposed | 25022 | Direct |
| 2012-07-20 | Common Stock | S | 200 | $51.24 | Disposed | 24822 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.25 | Disposed | 24722 | Direct |
| 2012-07-20 | Common Stock | S | 100 | $51.31 | Disposed | 24622 | Direct |
| 2012-07-20 | Common Stock | S | 300 | $51.32 | Disposed | 24322 | Direct |
| 2012-07-20 | Common Stock | S | 200 | $51.33 | Disposed | 24122 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-20 | Employee Stock Options (Right to Buy) | $19.003 | M | 22050 | Disposed | 2019-02-09 | Common Stock (22050) | Direct |
Footnotes
F1: The employee stock options wre granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.
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