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SMITH A O CORP Director's Dealing 2012

Nov 1, 2012

30593_dirs_2012-11-01_fdf7fd38-c67a-47e1-8253-ce0da2b7b4a5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-10-31

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-10-31 Common Stock M 16800 $23.76 Acquired 36437 Direct
2012-10-31 Common Stock F 11117 $23.76 Disposed 25320 Direct
2012-10-31 Common Stock M 15750 $19.003 Acquired 41070 Direct
2012-10-31 Common Stock F 9730 $19.003 Disposed 31340 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-10-31 Employee Stock Options (Right to Buy) $23.76 M 16800 Disposed 2018-02-11 Common Stock (16800) Direct
2012-10-31 Employee Stock Options (Right to Buy) $19.003 M 15750 Disposed 2019-02-09 Common Stock (15750) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/11/2009.

F2: The employee stock options were granted on 02/9/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.