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SMITH A O CORP Director's Dealing 2012

Nov 1, 2012

30593_dirs_2012-11-01_eb26d795-d29b-4377-9376-8335c8e17d89.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-11-01

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-01 Common Stock M 7200 $23.76 Acquired 31532 Direct
2012-11-01 Common Stock M 13200 $19.003 Acquired 44732 Direct
2012-11-01 Common Stock S 16400 $61.2012 Disposed 28332 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-01 Employee Stock Options (Right to Buy) $23.76 M 7200 Disposed 2018-02-11 Common Stock (7200) Direct
2012-11-01 Employee Stock Options (Right to Buy) $19.003 M 13200 Disposed 2019-02-09 Common Stock (13200) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/11/2009.

F2: The employee stock options were granted on 02/9/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/9/2019.