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SMITH A O CORP Director's Dealing 2012

Nov 1, 2012

30593_dirs_2012-11-01_2a5fe6c9-8780-457c-867f-f6f6f0938fa9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-10-31

Reporting Person: JONES PAUL W (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-10-31 Common Stock M 168900 $19.003 Acquired 324844 Direct
2012-10-31 Common Stock F 104343 $19.003 Disposed 220501 Direct
2012-10-31 Common Stock G 6000 Disposed 214501 Direct
2012-11-01 Common Stock S 64557 $61.3437 Disposed 149944 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-10-31 Employee Stock Options (Right to Buy) $19.003 M 168900 Disposed 2019-02-09 Common Stock (168900) Direct

Footnotes

F1: The employee stock options were granted on 02/10/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.

F2: Gift