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SMITH A O CORP — Director's Dealing 2012
Nov 7, 2012
30593_dirs_2012-11-07_3049470b-5212-4b2a-8f1a-d927e199ee97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-11-06
Reporting Person: RETTLER STEVE W (Senior Vice President - CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-06 | Common Stock | M | 13200 | $19.003 | Acquired | 28629 | Direct |
| 2012-11-06 | Common Stock | S | 13200 | $61.849 | Disposed | 15429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-06 | Employee Stock Options (Right to Buy) | $19.003 | M | 13200 | Disposed | 2019-02-09 | Common Stock (13200) | Direct |
Footnotes
F1: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the awared starting on 02/09/2010.
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