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SMITH A O CORP Director's Dealing 2012

Nov 7, 2012

30593_dirs_2012-11-07_3049470b-5212-4b2a-8f1a-d927e199ee97.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-11-06

Reporting Person: RETTLER STEVE W (Senior Vice President - CD)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-06 Common Stock M 13200 $19.003 Acquired 28629 Direct
2012-11-06 Common Stock S 13200 $61.849 Disposed 15429 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-06 Employee Stock Options (Right to Buy) $19.003 M 13200 Disposed 2019-02-09 Common Stock (13200) Direct

Footnotes

F1: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the awared starting on 02/09/2010.