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SMITH A O CORP Director's Dealing 2012

Nov 13, 2012

30593_dirs_2012-11-13_e16427c9-4fa8-478a-87ac-2abc0cc4e515.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-11-09

Reporting Person: Rajendra Ajita G (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-09 Common Stock M 40350 $18.387 Acquired 86514 Direct
2012-11-09 Common Stock F 22677 $18.387 Disposed 63837 Direct
2012-11-09 Common Stock M 15000 $19.467 Disposed 78837 Direct
2012-11-09 Common Stock F 8604 $19.467 Disposed 70233 Direct
2012-11-09 Common Stock M 16800 $25.837 Disposed 87033 Direct
2012-11-09 Common Stock F 10787 $25.837 Disposed 76246 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-09 Employee Stock Options (Right to Buy) $18.387 M 40350 Disposed 2015-02-01 Common Stock (40350) Direct
2012-11-09 Employee Stock Options (Right to Buy) $19.467 M 15000 Disposed 2015-10-11 Common Stock (15000) Direct
2012-11-09 Employee Stock Options (Right to Buy) $25.837 M 16800 Disposed 2017-02-09 Common Stock (16800) Direct

Footnotes

F1: The employee stock options were granted on 02/01/2005 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3.

F2: The employee stock options were granted on 10/11/2005 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 10/10/2006.

F3: The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/08/2008.