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SMITH A O CORP Director's Dealing 2012

Nov 20, 2012

30593_dirs_2012-11-19_67bbede4-c4c5-4eea-aa25-c83e82b6e4fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-11-19

Reporting Person: BEDNAR RANDALL S (Senior Vice President - CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-19 Common Stock M 5700 $19.467 Acquired 24202 Direct
2012-11-19 Common Stock S 5700 $60.1551 Disposed 18502 Direct
2012-11-19 Common Stock M 6300 $25.8367 Acquired 24802 Direct
2012-11-19 Common Stock S 6300 $60.1686 Disposed 18502 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-19 Employee Stock Options (Right to Buy) $19.467 M 5700 Disposed 2015-10-11 Common Stock (5700) Direct
2012-11-19 Employee Stock Options (Right to Buy) $25.837 M 6300 Disposed 2017-02-09 Common Stock (6300) Direct

Footnotes

F1: The employee stock options were granted on 10/11/2005 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 10/10/2006.

F2: The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2008.