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SMITH A O CORP — Director's Dealing 2012
Nov 20, 2012
30593_dirs_2012-11-19_67bbede4-c4c5-4eea-aa25-c83e82b6e4fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-11-19
Reporting Person: BEDNAR RANDALL S (Senior Vice President - CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-19 | Common Stock | M | 5700 | $19.467 | Acquired | 24202 | Direct |
| 2012-11-19 | Common Stock | S | 5700 | $60.1551 | Disposed | 18502 | Direct |
| 2012-11-19 | Common Stock | M | 6300 | $25.8367 | Acquired | 24802 | Direct |
| 2012-11-19 | Common Stock | S | 6300 | $60.1686 | Disposed | 18502 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-19 | Employee Stock Options (Right to Buy) | $19.467 | M | 5700 | Disposed | 2015-10-11 | Common Stock (5700) | Direct |
| 2012-11-19 | Employee Stock Options (Right to Buy) | $25.837 | M | 6300 | Disposed | 2017-02-09 | Common Stock (6300) | Direct |
Footnotes
F1: The employee stock options were granted on 10/11/2005 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 10/10/2006.
F2: The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2008.