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SMITH A O CORP — Director's Dealing 2012
Dec 6, 2012
30593_dirs_2012-12-06_f1e30448-f880-4234-8bd8-e47c84d17278.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2012-12-06
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-06 | Common Stock | S | 1525 | $62.6669 | Disposed | 13722 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-28 | Class A Common Stock | $0 | G | 10000 | Disposed | Common Stock (10000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3973 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 23170 | Direct |
Footnotes
F1: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F3: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F4: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 80 units of Restricted Stock Units.
F5: 1 for 1
F6: Convertible at any time
F7: None