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SMITH A O CORP — Director's Dealing 2011
Feb 4, 2011
30593_dirs_2011-02-04_fad7b686-ec93-4c11-ab82-89549dd7ac42.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2010-12-31
Reporting Person: SMITH MARK D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-29 | Common Stock | G | 582 | — | Acquired | 5556 | Indirect |
| 2010-07-07 | Common Stock | G | 578 | — | Acquired | 9201 | Indirect |
| 2010-12-17 | Common Stock | G | 659 | — | Disposed | 8542 | Indirect |
| 2010-06-28 | Common Stock | G | 579 | — | Acquired | 1920 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19453 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $0 | Common Stock (0) | 43149 | Indirect | |
| Class A Common Stock | $0 | Common Stock (0) | 919 | Indirect |
Footnotes
F1: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 6,484 additional shares of common stock.
F2: The reporting person beneficially owns the shares as settlor of a revocable family trust.
F3: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's beneficial ownership of 3,067 additional shares of common stock.
F4: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's beneficial ownership of 640 additional shares of common stock.
F5: 1 for 1
F6: Convertible at any time.
F7: None.
F8: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's beneficial ownership of 14,383 additional shares of Class A Common Stock.
F9: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's beneficial ownership of 306 additional shares of Class A Common Stock.