Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2011

Feb 8, 2011

30593_dirs_2011-02-08_39795124-33a7-474a-b855-f9ff7136409e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-07

Reporting Person: Rajendra Ajita G (President, A. O. Smith Water P)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-07 Employee Stock Options (Right to Buy) $43.115 A 13100 Acquired 2021-02-07 Common Stock (13100) Direct
2011-02-07 Restricted Stock Units $43.115 A 5000 Acquired Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 36268 Direct

Footnotes

F1: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 12,089 additional shares of common stock.

F2: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.

F3: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 45,600 additional employee stock options.

F4: The restricted stock units were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2014.

F5: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 7,350 additional restricted stock units.