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SMITH A O CORP — Director's Dealing 2011
Feb 8, 2011
30593_dirs_2011-02-08_e5906a12-c2f8-492b-8650-89ec117a3215.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-07
Reporting Person: MAPES CHRISTOPHER L (President A. O. Smith Electric)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-07 | Employee Stock Options (Right to Buy) | $43.115 | A | 12000 | Acquired | 2021-02-07 | Common Stock (12000) | Direct |
| 2011-02-07 | Restricted Stock Units | $43.115 | A | 4600 | Acquired | Common Stock (4600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27109 | Direct |
Footnotes
F1: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 9,036 additional shares of common stock.
F2: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.
F3: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 47,250 additional employee stock options.
F4: The restricted stock units were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2014.
F5: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in the reporting person's ownership of 7,200 additional restricted stock units.