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SMITH A O CORP — Director's Dealing 2011
Feb 10, 2011
30593_dirs_2011-02-10_8a691b72-68cf-4aef-81bd-4d4573022c5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-09
Reporting Person: MAPES CHRISTOPHER L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-09 | Common Stock | M | 46350 | $15.987 | Acquired | 80290 | Direct |
| 2011-02-09 | Common Stock | S | 400 | $41.56 | Disposed | 79890 | Direct |
| 2011-02-09 | Common Stock | S | 2200 | $41.57 | Disposed | 77690 | Direct |
| 2011-02-09 | Common Stock | S | 1400 | $41.58 | Disposed | 76290 | Direct |
| 2011-02-09 | Common Stock | S | 1900 | $41.59 | Disposed | 74390 | Direct |
| 2011-02-09 | Common Stock | S | 2322 | $41.60 | Disposed | 72068 | Direct |
| 2011-02-09 | Common Stock | S | 6093 | $41.61 | Disposed | 65975 | Direct |
| 2011-02-09 | Common Stock | S | 3100 | $41.62 | Disposed | 62875 | Direct |
| 2011-02-09 | Common Stock | S | 3428 | $41.63 | Disposed | 59447 | Direct |
| 2011-02-09 | Common Stock | S | 1900 | $41.64 | Disposed | 57547 | Direct |
| 2011-02-09 | Common Stock | S | 3000 | $41.65 | Disposed | 54547 | Direct |
| 2011-02-09 | Common Stock | S | 1700 | $41.66 | Disposed | 52847 | Direct |
| 2011-02-09 | Common Stock | S | 1200 | $41.67 | Disposed | 51647 | Direct |
| 2011-02-09 | Common Stock | S | 100 | $41.68 | Disposed | 51547 | Direct |
| 2011-02-09 | Common Stock | S | 100 | $41.69 | Disposed | 51447 | Direct |
| 2011-02-09 | Common Stock | S | 2300 | $41.70 | Disposed | 49147 | Direct |
| 2011-02-09 | Common Stock | S | 800 | $41.71 | Disposed | 48347 | Direct |
| 2011-02-09 | Common Stock | S | 100 | $41.72 | Disposed | 48247 | Direct |
| 2011-02-09 | Common Stock | S | 100 | $41.74 | Disposed | 48147 | Direct |
| 2011-02-09 | Common Stock | S | 500 | $41.75 | Disposed | 47647 | Direct |
| 2011-02-09 | Common Stock | S | 100 | $41.76 | Disposed | 47547 | Direct |
| 2011-02-09 | Common Stock | S | 500 | $41.77 | Disposed | 47047 | Direct |
| 2011-02-09 | Common Stock | S | 567 | $41.78 | Disposed | 46480 | Direct |
| 2011-02-09 | Common Stock | S | 900 | $41.79 | Disposed | 45580 | Direct |
| 2011-02-09 | Common Stock | S | 6200 | $41.80 | Disposed | 39380 | Direct |
| 2011-02-09 | Common Stock | S | 100 | $41.805 | Disposed | 39280 | Direct |
| 2011-02-09 | Common Stock | S | 2100 | $41.81 | Disposed | 37180 | Direct |
| 2011-02-09 | Common Stock | S | 500 | $41.82 | Disposed | 36680 | Direct |
| 2011-02-09 | Common Stock | S | 533 | $41.83 | Disposed | 36147 | Direct |
| 2011-02-09 | Common Stock | S | 1407 | $41.84 | Disposed | 34740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-09 | Employee Stock Options (Right to Buy) | $15.987 | M | 46350 | Disposed | 2014-09-22 | Common Stock (46350) | Direct |
Footnotes
F1: The employee stock options were granted on 09/22/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 09/22/2005.
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