AI assistant
Sending…
SMITH A O CORP — Director's Dealing 2011
Feb 11, 2011
30593_dirs_2011-02-11_824f9726-32f1-4d16-9191-cc059f3bb7ad.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-10
Reporting Person: RETTLER STEVE W (Senior Vice President - CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-10 | Common Stock | M | 16050 | $19.133 | Acquired | 32386 | Direct |
| 2011-02-10 | Common Stock | M | 6750 | $16.427 | Disposed | 39136 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.59 | Disposed | 39036 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.61 | Disposed | 38936 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.63 | Disposed | 38636 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.65 | Disposed | 38236 | Direct |
| 2011-02-10 | Common Stock | S | 600 | $41.66 | Disposed | 37636 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.67 | Disposed | 37236 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.68 | Disposed | 37136 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.69 | Disposed | 36836 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.70 | Disposed | 36536 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.71 | Disposed | 36436 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.72 | Disposed | 36136 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.74 | Disposed | 35936 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.75 | Disposed | 35736 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.77 | Disposed | 35436 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.78 | Disposed | 35336 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.79 | Disposed | 35236 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.81 | Disposed | 35036 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.84 | Disposed | 34936 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.85 | Disposed | 34636 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.86 | Disposed | 34536 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.88 | Disposed | 34436 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.89 | Disposed | 34236 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.90 | Disposed | 33736 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.91 | Disposed | 33536 | Direct |
| 2011-02-10 | Common Stock | S | 700 | $41.92 | Disposed | 32836 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.93 | Disposed | 32636 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.94 | Disposed | 32336 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.96 | Disposed | 31936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | Employee Stock Options (Right to Buy) | $19.33 | M | 16050 | Disposed | 2013-10-07 | Common Stock (16050) | Direct |
| 2011-02-10 | Employee Stock Options (Right to Buy) | $16.427 | M | 6750 | Disposed | 2014-10-12 | Common Stock (6750) | Direct |
Footnotes
F1: The employee stock options were granted on 10/07/2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
F2: The employee stock options were granted on 10/12/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
More from SMITH A O CORP
Regulatory Filings
2026
May 21
Board/Management Information
2026
May 19
Major Shareholding Notification
2026
May 6
Interim / Quarterly Report
2026
Apr 30
Earnings Release
2026
Apr 30
Major Shareholding Notification
2026
Apr 29
Major Shareholding Notification
2026
Apr 28
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 17
Major Shareholding Notification
2026
Mar 25
Annual Report
2026
Mar 4