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SMITH A O CORP — Director's Dealing 2011
Feb 11, 2011
30593_dirs_2011-02-11_9006c296-e81d-4270-9e6b-ce4140defcd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-10
Reporting Person: MURPHY TERRY M (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-10 | Common Stock | M | 27000 | $24.02 | Acquired | 58217 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.61 | Disposed | 58117 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.63 | Disposed | 58017 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.64 | Disposed | 57917 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.65 | Disposed | 57517 | Direct |
| 2011-02-10 | Common Stock | S | 600 | $41.66 | Disposed | 56917 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.67 | Disposed | 56517 | Direct |
| 2011-02-10 | Common Stock | S | 700 | $41.68 | Disposed | 55817 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.69 | Disposed | 55517 | Direct |
| 2011-02-10 | Common Stock | S | 700 | $41.70 | Disposed | 54817 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.71 | Disposed | 54317 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.72 | Disposed | 54117 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.74 | Disposed | 53617 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.75 | Disposed | 53317 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.76 | Disposed | 53117 | Direct |
| 2011-02-10 | Common Stock | S | 1000 | $41.77 | Disposed | 52117 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.78 | Disposed | 51817 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.79 | Disposed | 51717 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.80 | Disposed | 51217 | Direct |
| 2011-02-10 | Common Stock | S | 853 | $41.81 | Disposed | 50364 | Direct |
| 2011-02-10 | Common Stock | S | 600 | $41.83 | Disposed | 49764 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.84 | Disposed | 49664 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.85 | Disposed | 49364 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.86 | Disposed | 48964 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.88 | Disposed | 48764 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.89 | Disposed | 48664 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.90 | Disposed | 48164 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.91 | Disposed | 47664 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.92 | Disposed | 47164 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.93 | Disposed | 47064 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | Employee Stock Options (Right to Buy) | $24.02 | M | 27000 | Disposed | 2016-01-03 | Common Stock (27000) | Direct |
Footnotes
F1: The employee stock options were granted on 01/03/2006 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 01/03/2007.
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