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SMITH A O CORP — Director's Dealing 2011
Feb 11, 2011
30593_dirs_2011-02-11_7b9d27cb-c97a-438f-a816-54464773ccc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-10
Reporting Person: KITA JOHN J (Senior V.P., Corp. Fin. & Cont)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-10 | Common Stock | M | 16050 | $19.133 | Acquired | 32600 | Direct |
| 2011-02-10 | Common Stock | M | 6750 | $16.427 | Acquired | 39350 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.50 | Disposed | 38950 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.51 | Disposed | 38850 | Direct |
| 2011-02-10 | Common Stock | S | 1100 | $41.54 | Disposed | 37750 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.58 | Disposed | 37450 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.59 | Disposed | 37150 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.61 | Disposed | 37050 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.63 | Disposed | 36950 | Direct |
| 2011-02-10 | Common Stock | S | 1000 | $41.65 | Disposed | 35950 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.66 | Disposed | 35550 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.67 | Disposed | 35150 | Direct |
| 2011-02-10 | Common Stock | S | 1300 | $41.68 | Disposed | 33850 | Direct |
| 2011-02-10 | Common Stock | S | 800 | $41.69 | Disposed | 33050 | Direct |
| 2011-02-10 | Common Stock | S | 2000 | $41.70 | Disposed | 31050 | Direct |
| 2011-02-10 | Common Stock | S | 1100 | $41.71 | Disposed | 29950 | Direct |
| 2011-02-10 | Common Stock | S | 400 | $41.72 | Disposed | 29550 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.74 | Disposed | 29050 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.75 | Disposed | 28550 | Direct |
| 2011-02-10 | Common Stock | S | 700 | $41.76 | Disposed | 27850 | Direct |
| 2011-02-10 | Common Stock | S | 600 | $41.77 | Disposed | 27250 | Direct |
| 2011-02-10 | Common Stock | S | 800 | $41.78 | Disposed | 26450 | Direct |
| 2011-02-10 | Common Stock | S | 100 | $41.79 | Disposed | 26350 | Direct |
| 2011-02-10 | Common Stock | S | 600 | $41.80 | Disposed | 25750 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.81 | Disposed | 25450 | Direct |
| 2011-02-10 | Common Stock | S | 900 | $41.82 | Disposed | 24550 | Direct |
| 2011-02-10 | Common Stock | S | 300 | $41.83 | Disposed | 24250 | Direct |
| 2011-02-10 | Common Stock | S | 200 | $41.84 | Disposed | 24050 | Direct |
| 2011-02-10 | Common Stock | S | 600 | $41.85 | Disposed | 23450 | Direct |
| 2011-02-10 | Common Stock | S | 500 | $41.86 | Disposed | 22950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | Employee Stock Options (Right to Buy) | $19.133 | M | 16050 | Disposed | 2013-10-07 | Common Stock (16050) | Direct |
| 2011-02-10 | Employee Stock Options (Right to Buy) | $16.427 | M | 6750 | Disposed | 2014-10-12 | Common Stock (6750) | Direct |
Footnotes
F1: The employee stock options were granted on 10/07/2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
F2: The employee stock options were granted on 10/12/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
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