Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2011

Feb 15, 2011

30593_dirs_2011-02-14_abf79de0-9403-4434-bfc6-a2c214659c70.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-11

Reporting Person: JONES PAUL W (Director, Chair, Pres. and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-11 Common Stock M 61200 $23.523 Acquired 172675 Direct
2011-02-11 Common Stock S 200 $41.51 Disposed 172475 Direct
2011-02-11 Common Stock S 700 $41.52 Disposed 171775 Direct
2011-02-11 Common Stock S 200 $41.53 Disposed 171575 Direct
2011-02-11 Common Stock S 1 $41.56 Disposed 171574 Direct
2011-02-11 Common Stock S 200 $41.595 Disposed 171374 Direct
2011-02-11 Common Stock S 2900 $41.60 Disposed 168474 Direct
2011-02-11 Common Stock S 6200 $41.61 Disposed 162274 Direct
2011-02-11 Common Stock S 3000 $41.62 Disposed 159274 Direct
2011-02-11 Common Stock S 22 $41.625 Disposed 159252 Direct
2011-02-11 Common Stock S 4481 $41.63 Disposed 154771 Direct
2011-02-11 Common Stock S 95 $41.635 Disposed 154676 Direct
2011-02-11 Common Stock S 102 $41.64 Disposed 154574 Direct
2011-02-11 Common Stock S 4896 $41.65 Disposed 149678 Direct
2011-02-11 Common Stock S 3404 $41.66 Disposed 146274 Direct
2011-02-11 Common Stock S 3862 $41.67 Disposed 142412 Direct
2011-02-11 Common Stock S 500 $41.68 Disposed 141912 Direct
2011-02-11 Common Stock S 300 $41.69 Disposed 141612 Direct
2011-02-11 Common Stock S 98 $41.70 Disposed 141514 Direct
2011-02-11 Common Stock S 1 $41.705 Disposed 141513 Direct
2011-02-11 Common Stock S 1000 $41.71 Disposed 140513 Direct
2011-02-11 Common Stock S 200 $41.72 Disposed 140313 Direct
2011-02-11 Common Stock S 101 $41.73 Disposed 140212 Direct
2011-02-11 Common Stock S 75 $41.735 Disposed 140137 Direct
2011-02-11 Common Stock S 25 $41.74 Disposed 140112 Direct
2011-02-11 Common Stock S 1 $41.75 Disposed 140111 Direct
2011-02-11 Common Stock S 100 $41.76 Disposed 140011 Direct
2011-02-11 Common Stock S 200 $41.77 Disposed 139811 Direct
2011-02-11 Common Stock S 100 $41.78 Disposed 139711 Direct
2011-02-11 Common Stock S 100 $41.79 Disposed 139611 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-11 Employee Stock Options (Right to Buy) $23.523 M 61200 Disposed 2014-01-02 Common Stock (61200) Direct

Footnotes

F1: The employee stock options were granted on 01/02/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.