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SMITH A O CORP — Director's Dealing 2011
Feb 15, 2011
30593_dirs_2011-02-14_abf79de0-9403-4434-bfc6-a2c214659c70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-11
Reporting Person: JONES PAUL W (Director, Chair, Pres. and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-11 | Common Stock | M | 61200 | $23.523 | Acquired | 172675 | Direct |
| 2011-02-11 | Common Stock | S | 200 | $41.51 | Disposed | 172475 | Direct |
| 2011-02-11 | Common Stock | S | 700 | $41.52 | Disposed | 171775 | Direct |
| 2011-02-11 | Common Stock | S | 200 | $41.53 | Disposed | 171575 | Direct |
| 2011-02-11 | Common Stock | S | 1 | $41.56 | Disposed | 171574 | Direct |
| 2011-02-11 | Common Stock | S | 200 | $41.595 | Disposed | 171374 | Direct |
| 2011-02-11 | Common Stock | S | 2900 | $41.60 | Disposed | 168474 | Direct |
| 2011-02-11 | Common Stock | S | 6200 | $41.61 | Disposed | 162274 | Direct |
| 2011-02-11 | Common Stock | S | 3000 | $41.62 | Disposed | 159274 | Direct |
| 2011-02-11 | Common Stock | S | 22 | $41.625 | Disposed | 159252 | Direct |
| 2011-02-11 | Common Stock | S | 4481 | $41.63 | Disposed | 154771 | Direct |
| 2011-02-11 | Common Stock | S | 95 | $41.635 | Disposed | 154676 | Direct |
| 2011-02-11 | Common Stock | S | 102 | $41.64 | Disposed | 154574 | Direct |
| 2011-02-11 | Common Stock | S | 4896 | $41.65 | Disposed | 149678 | Direct |
| 2011-02-11 | Common Stock | S | 3404 | $41.66 | Disposed | 146274 | Direct |
| 2011-02-11 | Common Stock | S | 3862 | $41.67 | Disposed | 142412 | Direct |
| 2011-02-11 | Common Stock | S | 500 | $41.68 | Disposed | 141912 | Direct |
| 2011-02-11 | Common Stock | S | 300 | $41.69 | Disposed | 141612 | Direct |
| 2011-02-11 | Common Stock | S | 98 | $41.70 | Disposed | 141514 | Direct |
| 2011-02-11 | Common Stock | S | 1 | $41.705 | Disposed | 141513 | Direct |
| 2011-02-11 | Common Stock | S | 1000 | $41.71 | Disposed | 140513 | Direct |
| 2011-02-11 | Common Stock | S | 200 | $41.72 | Disposed | 140313 | Direct |
| 2011-02-11 | Common Stock | S | 101 | $41.73 | Disposed | 140212 | Direct |
| 2011-02-11 | Common Stock | S | 75 | $41.735 | Disposed | 140137 | Direct |
| 2011-02-11 | Common Stock | S | 25 | $41.74 | Disposed | 140112 | Direct |
| 2011-02-11 | Common Stock | S | 1 | $41.75 | Disposed | 140111 | Direct |
| 2011-02-11 | Common Stock | S | 100 | $41.76 | Disposed | 140011 | Direct |
| 2011-02-11 | Common Stock | S | 200 | $41.77 | Disposed | 139811 | Direct |
| 2011-02-11 | Common Stock | S | 100 | $41.78 | Disposed | 139711 | Direct |
| 2011-02-11 | Common Stock | S | 100 | $41.79 | Disposed | 139611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-11 | Employee Stock Options (Right to Buy) | $23.523 | M | 61200 | Disposed | 2014-01-02 | Common Stock (61200) | Direct |
Footnotes
F1: The employee stock options were granted on 01/02/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
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