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SMITH A O CORP — Director's Dealing 2011
Feb 15, 2011
30593_dirs_2011-02-14_d92b3031-cfed-4b97-af3a-8d4957bfe889.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-11
Reporting Person: RETTLER STEVE W (Senior Vice President - CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-11 | Common Stock | M | 3000 | $42.2197 | Acquired | 17580 | Direct |
| 2011-02-11 | Common Stock | S | 1322 | $42.2197 | Disposed | 16258 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-11 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct |
Footnotes
F1: 3,000 Restricted Stock Units were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 3,000 Restricted Stock Units vested on 02/11/2011. As of result of vesting, the Company is obligated to deliver 3,000 shares of Common Stock to the reporting person.
F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
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