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SMITH A O CORP — Director's Dealing 2011
Feb 18, 2011
30593_dirs_2011-02-18_a519f184-11df-4ec5-9796-8e40301ce2fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-17
Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-17 | Common Stock | M | 11700 | $25.837 | Acquired | 32225 | Direct |
| 2011-02-17 | Common Stock | M | 11250 | $23.76 | Acquired | 43475 | Direct |
| 2011-02-17 | Common Stock | S | 7579 | $42.60 | Disposed | 35896 | Direct |
| 2011-02-17 | Common Stock | S | 1991 | $42.61 | Disposed | 33905 | Direct |
| 2011-02-17 | Common Stock | S | 2700 | $42.62 | Disposed | 31205 | Direct |
| 2011-02-17 | Common Stock | S | 3121 | $42.63 | Disposed | 28084 | Direct |
| 2011-02-17 | Common Stock | S | 1000 | $42.64 | Disposed | 27084 | Direct |
| 2011-02-17 | Common Stock | S | 1350 | $42.65 | Disposed | 25734 | Direct |
| 2011-02-17 | Common Stock | S | 1038 | $42.66 | Disposed | 24696 | Direct |
| 2011-02-17 | Common Stock | S | 696 | $42.67 | Disposed | 24000 | Direct |
| 2011-02-17 | Common Stock | S | 1600 | $42.68 | Disposed | 22400 | Direct |
| 2011-02-17 | Common Stock | S | 838 | $42.69 | Disposed | 21562 | Direct |
| 2011-02-17 | Common Stock | S | 537 | $42.70 | Disposed | 21025 | Direct |
| 2011-02-17 | Common Stock | S | 500 | $42.71 | Disposed | 20525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-17 | Employee Stock Options (Right to Buy) | $25.837 | M | 11700 | Disposed | 2017-02-09 | Common Stock (11700) | Direct |
| 2011-02-17 | Employee Stock Options (Right to Buy) | $23.76 | M | 11250 | Disposed | 2018-02-11 | Common Stock (11250) | Direct |
Footnotes
F1: The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2008.
F2: The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009.
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