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SMITH A O CORP Director's Dealing 2011

Feb 18, 2011

30593_dirs_2011-02-18_a519f184-11df-4ec5-9796-8e40301ce2fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-02-17

Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-17 Common Stock M 11700 $25.837 Acquired 32225 Direct
2011-02-17 Common Stock M 11250 $23.76 Acquired 43475 Direct
2011-02-17 Common Stock S 7579 $42.60 Disposed 35896 Direct
2011-02-17 Common Stock S 1991 $42.61 Disposed 33905 Direct
2011-02-17 Common Stock S 2700 $42.62 Disposed 31205 Direct
2011-02-17 Common Stock S 3121 $42.63 Disposed 28084 Direct
2011-02-17 Common Stock S 1000 $42.64 Disposed 27084 Direct
2011-02-17 Common Stock S 1350 $42.65 Disposed 25734 Direct
2011-02-17 Common Stock S 1038 $42.66 Disposed 24696 Direct
2011-02-17 Common Stock S 696 $42.67 Disposed 24000 Direct
2011-02-17 Common Stock S 1600 $42.68 Disposed 22400 Direct
2011-02-17 Common Stock S 838 $42.69 Disposed 21562 Direct
2011-02-17 Common Stock S 537 $42.70 Disposed 21025 Direct
2011-02-17 Common Stock S 500 $42.71 Disposed 20525 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-17 Employee Stock Options (Right to Buy) $25.837 M 11700 Disposed 2017-02-09 Common Stock (11700) Direct
2011-02-17 Employee Stock Options (Right to Buy) $23.76 M 11250 Disposed 2018-02-11 Common Stock (11250) Direct

Footnotes

F1: The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2008.

F2: The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009.