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SMITH A O CORP — Director's Dealing 2011
Apr 12, 2011
30593_dirs_2011-04-12_b637389b-6eb8-441b-90fd-cfa285d9c429.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-04-11
Reporting Person: GREUBEL WILLIAM P (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-11 | Phantom Stock | $42.27 | A | 2130 | Acquired | Common Stock (2130) | Direct |
Footnotes
F1: Payment of portion of retainer in Phantom Stock under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 11, 2011.
F2: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.
F3: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in 4,952 additional shares of Phantom Stock. The Phantom Stock receives a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualfied Deferred Compensation Plan. The total amount of dividends received was 185 shares of Phantom Stock.