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SMITH A O CORP — Director's Dealing 2011
Apr 12, 2011
30593_dirs_2011-04-12_557cf9dc-332f-4e24-b537-318ecda2f382.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-04-11
Reporting Person: SMITH BRUCE M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-11 | Phantom Stock | $42.27 | A | 2130 | Acquired | Common Stock (2130) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3973 | Direct |
| Common Stock | 19596 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $0 | Common Stock (0) | 117162 | Indirect |
Footnotes
F1: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F3: Payment of portion of retainer in phantom stock under the A. O. Smith Nonqualified Deferred Compensation Plan.
F4: The Plan permits the participant/recipient to defer receipt of the award, and Mr. Smith has made a deferral.
F5: The Phantom Stock receives a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 61 shares of Phantom Stock.
F6: 1 for 1
F7: Convertible at any time.
F8: None.