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SMITH A O CORP — Director's Dealing 2011
Apr 12, 2011
30593_dirs_2011-04-12_7406cd73-69bc-473c-a3dc-d4ecc63ffc84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2011-04-11
Reporting Person: Sandoval Mathias (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-11 | Restrick Stock Units | $42.27 | A | 2130 | Acquired | Common Stock (2130) | Direct |
Footnotes
F1: Payment of portion of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 11, 2011.
F2: The Plan permits the participant to defer the receipt of the award, and Mr. Sandoval has made a deferral.
F3: On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in 381 additional units of Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 9 units of Restricted Stock Units.