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SMITH A O CORP — Director's Dealing 2009
Jun 1, 2009
30593_dirs_2009-06-01_a3ce9e8e-ded1-427d-a40e-1c36f3fb7b22.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2009-06-01
Reporting Person: BROUWER WILFRIDUS M (Senior V.P., President and GM)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $0 | 2019-03-02 | Common Stock (10000) | Direct | |
| Restriced Stock Units | $0 | Common Stock (6900) | Direct |
Footnotes
F1: The employee stock options were granted on 03/02/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 03/02/2010.
F2: The restricted stock units were granted on 03/02/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 03/02/2012.
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