Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2009

Oct 21, 2009

30593_dirs_2009-10-21_a435928b-27e6-4809-9b75-6ec9889027ab.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2009-10-20

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-10-20 Common Stock S 997 $43.6102 Disposed 13454 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2649 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $0 Common Stock (0) 10413 Direct
Class A Common Stock $0 Common Stock (0) 74783 Indirect

Footnotes

F1: Shares deferred under the A. O. Smith Corporation Directors' Deferred Compensation Plan.

F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F3: The Plan permits the participant/receipient to defer receipt of the award, and Mr. Smith has made a deferral.

F4: 1 for 1

F5: Convertible at any time.

F6: None.