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SMITH A O CORP — Director's Dealing 2009
Oct 21, 2009
30593_dirs_2009-10-21_a435928b-27e6-4809-9b75-6ec9889027ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2009-10-20
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-20 | Common Stock | S | 997 | $43.6102 | Disposed | 13454 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2649 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 10413 | Direct | |
| Class A Common Stock | $0 | Common Stock (0) | 74783 | Indirect |
Footnotes
F1: Shares deferred under the A. O. Smith Corporation Directors' Deferred Compensation Plan.
F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F3: The Plan permits the participant/receipient to defer receipt of the award, and Mr. Smith has made a deferral.
F4: 1 for 1
F5: Convertible at any time.
F6: None.
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